Missions
CACEIS is the asset servicing banking group of Crédit Agricole dedicated to asset managers, insurance companies, pension funds, banks, private equity and real estate funds, brokers and corporate clients.Through offices across Europe, North and South America, and Asia, CACEIS offers a broad range of services covering execution, clearing, forex, securities lending, custody, depositary and fund administration, fund distribution support, middle office outsourcing and issuer services.
With assets under custody of €5 trillion and assets under administration of €3.4 trillion, CACEIS is a European leader in asset servicing and one of the major players worldwide (figures as of 31st March 2024)
Department and missions:
The local Compliance department is part of the Permanent Controls & Compliance organisation in Germany and acts as the second line of defence of the bank in Germany. Compliance is part of the Group wide Compliance business line, headed in Paris. The importance of compliance has grown over the past years, to align with increasing regulatory requirements imposed by national, European and global regulatory authorities, all embedded in Group Compliance policies. In order to comply with these standards, adequate compliance measures are keys for current businesses but also for any kind of new client relationship or new business. As a consequence, compliance plays a significant role in a lot of organisational processes, e.g. in new product development, in new client due diligence, in any planned change of the organisation. However, compliance staff is not only supporting the different functions of the organization in beforehand mentioned context but also – and most importantly – acting as an advisor to top management whenever crucial decisions need to be taken.
By joining our small Compliance team, you will be able to have a full picture of the different tasks on which Compliance is working on a daily basis. Your main missions as Compliance Analyst will be to:
- To increase your knowledge about the specific EU Banking
- Compliance regulations and directives within the CACEIS organisation;
- Assist Know Your Customer (KYC) controls in the due diligence of new clients and client review;
- Perform controls as described in our Group Compliance
- Control Plan (e.g.: conflict of interest, compliance trainings and some specific transactions) ;
- Issue compliance reports to CACEIS Group and ensure follow-up on compliance indicators;
- Analyse potential AML (Anti Money Laundering) and fraud issues;
- Make researches on compliance topics.
- Paid German courses
- Home office allowance
- Flexible working hours
- International work environment
Profil recherché
Master's Degree in Law (preferably Banking Law, European/International Law, Business Law) or in Finance (with a focus on Compliance) .First experience in Compliance, Legal, Audit or Risk Management Department is a plus (internship, apprenticeship) , but not necessary.
Hard Skills:
- Knowledge on European and other international Compliance regulations
- Basic knowledge within the securities business
- Very good analytical skills
- Solution-oriented
- Resilience and team spirit
- Excellent communication skills
- Highly motivated to learn
- Proactive
English: Fluent ; German: Basic knowledge (with willingness to improve)